Sebi fines Choice Equity Broking for violations committed by entity and its authorised persons
According to an order issued by the Securities and Exchange Board of India (Sebi) on October 9, the brokerage failed to ...
Sebi court rejects Ketan Parekh's plea for closure of payment default case
A special court here has rejected former stock market broker Ketan Parekh's plea for the closure of a case initiated against ...
Mint Explainer: Why have stockbrokers invited Sebi's scrutiny?
Sebi has found algo-trading platform Tradetron to be promoting illegal guaranteed-return strategies and issued notices to ...
Moneylife2h
SEBI Mandates Enhanced Due Diligence for Alternative Investment Funds
To prevent the circumvention of various laws and ensure compliance with regulatory frameworks, market Regulator Securities ...
money.rediff6h
SEBI Rejects Ketan Parekh's Plea to Compound Penalty Case
A special court has rejected former stockbroker Ketan Parekh's plea to close a SEBI case for non-payment of a penalty, citing ...
RIAs can charge fees, commissions for non-Sebi products: Kamlesh Varshney
The Sebi whole-time member said such fees should not be subject to Sebi caps, adding that there would not be any requirement ...
SEBI court rejects Ketan Parekh's plea for compounding of case for penalty payment default
A special court here has rejected former stock market broker Ketan Parekh's plea for the closure of a case initiated against ...
brandequity.economictimes.indiatimes4h
ZEE Independent Probe Panel Finds No Material Irregularities
Chaired by Justice Dr. Satish Chandra, former judge of Allahabad High Court, the IIC included ZEE’s independent directors: ...
Mkt regulator Sebi approves appointment of Vijay Chandok as new NSDL head
Chandok currently serves as the MD & CEO of ICICI Securities, the broking and investment banking arm of ICICI Bank ...
ndtvprofit1h
Court Rejects Ketan Parekh's Plea To Dismiss SEBI Case Over Unpaid Penalty
A special court here has rejected former stock market broker Ketan Parekh's plea for the closure of a case initiated against by SEBI for not paying a penalty imposed by the markets regulator, noting ...
VCCircle17h
SEBI asks for stricter review of alternative investment fund investors
India's markets regulator on Tuesday asked fund managers of alternate investment funds (AIFs) to exercise stricter due ...
Tax Guru18h
SEBI Circular: Specific due diligence of investors & investments of AIFs
On October 8, 2024, the Securities and Exchange Board of India (SEBI) issued a circular regarding specific due diligence ...